Tom Roberts DipPFS Cert CII (MP)

Compliance Director

Tom joined Niche in 2007 as an administrator and paraplanner and soon became a fully qualified financial planner, holding the Diploma in Financial Planning.

Now and as a result of his attention to detail, Tom has taken the role of Compliance Director to ensure the company is fully compliant.

Tom is involved with the Chartered Insurance Institute and sits on the judging panel for the Cardiff CII Young Achiever of the Year Award and is a big believer in supporting and developing young entrants to the financial industry.

Qualifications

Diploma in Financial Planning

Certificate in Financial Planning

Certificate in Mortgage Advice

CF1 - UK Financial Services, Regulation and Ethics

CF2 - Investment and Risk

CF3 - Financial Protection

CF4 - Retirement Planning

CF5 - Integrated Financial Planning

CF6 - Mortgage Advice

J05 - Pension Income Options

R01 - Financial Services, Regulations and Ethics

R02 - Investment Principles and Risk

R03 - Personal Taxation

R04 - Pensions and Retirement Planning